LEGAL & REGULATORY NOTICES
Platform Disclosures & Regulatory Information
This page contains all regulatory disclosures required by applicable law. Please read carefully before using this platform.
1. Nature of Advisor Capital
⚠ Advisor Capital Inc. is a technology company operating an online marketplace that facilitates introductions between financial professionals. Advisor Capital is NOT a financial advisor, investment advisor, portfolio manager, mortgage broker, loan arranger, insurance advisor, or any other type of regulated financial services provider.
Advisor Capital does not hold registration with the AMF, CIRO, FSRA, or any other provincial or federal financial regulatory body in connection with the activities of this platform. Founders and employees may hold representative certificates in their personal capacity — entirely separate from this platform's activities.
2. No Financial Advice
⚠ Nothing on this platform — including valuation tools, educational articles, webinars, blog posts, deal room templates, or communications from Advisor Capital staff — constitutes financial advice, investment advice, tax advice, legal advice, or any other form of regulated professional advice.
All content is provided for informational and educational purposes only. Users are strongly encouraged to retain independent qualified professionals — including lawyers, accountants, tax advisors, and financial planners — before completing any transaction.
3. No Lending
⚠ Advisor Capital does not lend money. We do not provide loans, credit facilities, mortgages, or any other form of financing. We do not act as a mortgage broker or loan arranger under any provincial legislation.
Advisor Capital introduces users to independent banking and lending institutions that assess financing applications using their own criteria and make their own independent lending decisions. Advisor Capital has no influence over lending criteria, interest rates, terms, or approval outcomes.
4. Listing Accuracy & Due Diligence
⚠ All practice listings on the Advisor Capital marketplace are self-reported by the listing advisor. Advisor Capital does not verify, audit, or guarantee the accuracy, completeness, or currency of any listing information.
Users must conduct their own independent due diligence — including reviewing financial statements, engaging a CPA, conducting legal review, and independently verifying all material facts — before proceeding with any transaction.
5. AMF Outside Activity Notice — Quebec Advisors
⚠ If you are a licensed financial security advisor or financial planner in Quebec regulated by the AMF or CSF, your participation on this platform may constitute an outside activity that must be declared to the AMF and to your firm pursuant to the Act respecting the distribution of financial products and services.
Advisor Capital recommends that all Quebec-based licensed representatives consult their compliance officer and review the AMF's guidance on Activities to be Declared before using this platform.
Autorité des marchés financiers (AMF)lautorite.qc.ca — Activities to Be Declared
6. Privacy & Data Protection
Advisor Capital collects and uses personal information in accordance with PIPEDA and, for Quebec residents, Law 25 / Bill 64. Information shared in a Deal Room is encrypted and accessible only to parties you explicitly invite.
7. Regulatory Resources
Verify the registration and standing of any financial professional through these official resources:
AMF Register of Firms and Individuals Authorized to Practicelautorite.qc.ca/en/professionals/registers
CIRO Advisor Report (National Registration Database)advisorreport.ciro.ca
Chambre de la sécurité financière (CSF)chambresf.com
Financial Services Regulatory Authority of Ontario (FSRA)fsrao.ca
8. Contact & Complaints
For questions about these disclosures: compliance@advisorcapital.ca
If you have a complaint about a financial professional encountered through this platform, contact the AMF (Quebec), CIRO (nationally), or your provincial securities commission directly.